Working with an advisor

Checklist and worksheets

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Advisor services checklist PDF document

Prioritize the services you want your financial advisor to provide.

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Checking references PDF document

When pre-screening potential advisors, you'll want to check their references. If you're uncertain about what to ask, this guide includes some basic questions.

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Financial changes by life stage PDF document

Use this guide to help you decide which changes in your lifestyle and finances to discuss with your financial advisor.

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Financial needs checklist PDF document

Review your financial goals and assets, along with your income, expenses and debts. The information gathered here will go a long way to helping you—and your advisor—develop a sound financial plan.
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Meeting checklist PDF document

Plan to make meetings with your advisor more productive by planning ahead what topics you want to discuss. 

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Questions for advisors PDF document

Use these questions to help you evaluate which advisor is right for you.

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Responsibilities review list PDF document

Both you and your advisors have responsibilities. Review the attached list and discuss with your advisor.